Job Vacancy VP, Corporate Counsel, Regulatory Law (Hybrid) Prudential Financial

Job title: VP, Corporate Counsel, Regulatory Law (Hybrid)

Company: Prudential Financial

Job description: Job Description:

Job Classification: Corporate – Legal and Compliance

Our Role:

PGIM seeks an attorney to fill a vacancy in the PGIM Regulatory Law Department. PGIM Regulatory Law provides legal support to the PGIM businesses, addressing a wide variety of legal and regulatory issues affecting PGIM’s multiple businesses, particularly where it may be more effective to address them centrally. PGIM is the asset management business of Prudential and includes PGIM Fixed Income; PGIM Quantitative Solutions; Jennison Associates; PGIM Real Estate; PGIM Private Capital; PGIM Portfolio Advisory; and PGIM Investments. The PGIM Regulatory Law Department provides legal support to the central business functions of PGIM and collaborates with legal and compliance partners across the PGIM and Prudential enterprise. We primarily advise on U.S. federal and state securities and investment management laws, and EU and UK asset management laws and regulations.

Your Impact:

  • Monitor and report on the continually evolving regulatory environment for PGIM’s diverse asset management activities; analyze regulatory and legal developments
  • Provide legal advice related to the registration of regulated entities, implementation of regulatory requirements, interpretation of regulations and regulators’ guidance, as well as other regulatory matters
  • Provide legal advice relating to investment advisory services, fund products, and marketing
  • Advise on corporate governance and record keeping matters
  • Provide advice on regulatory filings and dealings with regulators, development of policies and procedures, resolution of compliance issues, response to regulatory inquiries and provided legal support in connection with regulatory examinations
  • Support cross business unit legal initiatives and partner and coordinate with team members and stakeholders to achieve project priorities

Your Required Skills:

  • Juris Doctorate from an accredited institution with a minimum of 6 years of experience in asset management, preferably within an in-house legal department or at a major law firm
  • Familiarity with asset management products/services and their regulations
  • Strong interpersonal skills as well as technical legal ability
  • Curiosity about businesses, products and legal and policy issues coupled with the motivation to achieve meaningful results
  • Self-starter who can function independently, with a strong work ethic and high professional and ethical standards
  • Superior research and analytical skills, comfort with conceptual thinking and creativity as a problem solver
  • Strong written and oral communication skills, such as the ability to distill and explain complex regulatory matters
  • Excellent judgment and the ability to give clear, independent and timely advice that is supportive of business objectives
  • Flexibility and willingness to adapt to changing needs of the organization as well as the ability to juggle multiple priorities in a collegial but demanding environment

Prudential Financial, Inc. of the United States is not affiliated with Prudential plc. which is headquartered in the United Kingdom.

Prudential is a multinational financial services leader with operations in the United States, Asia, Europe, and Latin America. Leveraging its heritage of life insurance and asset management expertise, Prudential is focused on helping individual and institutional customers grow and protect their wealth. The company’s well-known Rock symbol is an icon of strength, stability, expertise and innovation that has stood the test of time. Prudential’s businesses offer a variety of products and services, including life insurance, annuities, retirement-related services, mutual funds, asset management, and real estate services.

We recognize that our strength and success are directly linked to the quality and skills of our diverse associates. We are proud to be a place where talented people who want to make a difference can grow as professionals, leaders, and as individuals. Visit to learn more about our values, our history and our brand.

Prudential is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, national origin, ancestry, sex, sexual orientation, gender identity, national origin, genetics, disability, marital status, age, veteran status, domestic partner status , medical condition or any other characteristic protected by law.

The Prudential Insurance Company of America, Newark, NJ and its affiliates.

Note that this posting is intended for individual applicants. Search firms or agencies should email Staffing at for more information about doing business with Prudential.


If you need an accommodation to complete the application process, which may include an assessment, please email .

Please note that the above email is solely for individuals with disabilities requesting an accommodation. If you are experiencing a technical issue with your application or an assessment, please email to request assistance.

Expected salary:

Location: Newark, NJ

Job date: Sat, 04 Jun 2022 00:09:52 GMT

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